facebook twitter instagram linkedin google youtube vimeo tumblr yelp rss email podcast phone blog search brokercheck brokercheck Play Pause

How we help

Retirement Plan Consulting

As your plan’s advisor, we are your advocate, and an extension of your company. Working as a dedicated partner, we focus on small and mid-market companies that need customization and a personal touch, seeking to maintain a high level of retirement plan participation and employee satisfaction. The intended result is the ability of our clients to acquire and retain engaged, highly qualified employees.


Our retirement plan services include:

Participant Support

  • Onsite Enrollment Meetings
  • Ongoing onsite education meetings
  • One-on-one participant meetings
  • Asset allocation guidance
  • Distribution options counseling
  • Personalized assistance with transactions
  • (contributions, rollovers, loans)
  • Retirement income planning
  • Online education
  • Ongoing support via phone/email

Plan Investment Support

  • Annual plan investment review
  • Investment menu monitoring & recommendations³
  • QDIA selection or review
  • Retirement plan committee support
  • Investment manager research
  • Review of underperforming investments
  • Fund/category screening process
  • Provide quarterly fund/portfolio reports

Plan Design Support

  • Plan design review
  • Consult on alternative plan designs
  • Safe harbor guidance²
  • Consultation on QDIA, automatic enrollment & automatic escalation features
  • Review loan & hardship distribution provisions

Plan Compliance & Fiduciary Support

  • Review 404(c) compliance²
  • Assess fidelity bond coverage²
  • Fiduciary checklist², ³
  • Annual plan review meeting
  • Plan fees & services benchmarking
  • ERISA participant disclosure requirements²

²In conjunction with the plan’s third-party administrator (TPA)
³In conjunction with a third-party service provider